Regulation & Tax

Millionaires have projected video and image messages demanding a wealth tax onto IMF and World Bank buildings ahead of the latest G20 Finance Ministers' Meeting.

Counting down our top stories from the week...

A roundup of the latest funds news impacting the wealth management sector...

Well meaning rules and regulations designed to protect customers often have a habit of generating unintended consequences.

UK financial regulator the FCA has issued a warning noticed to Neil Woodford and Woodford Investment Management (WIM) in relation to the collapse of a £3.7 billion fund in 2019.

The Financial Conduct Authority (FCA) has put forward plans for a new way to pay for investment research.

Over a year has passed since UBS’ rushed takeover of Credit Suisse saved the latter from probable collapse...

The Office of the Attorney General of Switzerland (OAG) has ordered Swiss banking group PKB Privatbank AG to pay a fine of CHF 750,000 in a penalty order.

The Financial Conduct Authority (FCA) has secured court approval to obtain £1.6 million from Argento Wealth (AWL) and its sole director Daniel Willis, who promoted two alleged unlawful investment schemes.

Bank of Singapore has appointed Jibu George as head of compliance at its Dubai International Finance Centre (DIFC) branch.