While it has been nearly a year (09/11/18) since SMCR was first introduced, there is now just one month to go until its implementation deadline.

Some firms still see it as an HR and compliance project, but Michael Greenwood, client services at JHC, argued “it will impact everyone in the organisation.”

While the wealth and investment management industry is looking to put the right procedures and training in place, firms also need to look at how they can communicate this to the regulator as well as within the organisation.

“This is where technology plays a vital role, not only to make these processes more ...