thewealthnet

PIMFA calls on government to approach SM&CR changes with caution

News Team, 06/06/2023

Wealth management lobby group PIMFA has called on the Financial Conduct Authority (FCA) and the government to take a “surgical approach” to any proposed changes to the senior managers and certification regime (SM&CR).

In its response to the regulator’s proposed review of SM&CR and the Treasury’s call for evidence, PIMFA argued that the regime has played a useful role in improving conduct, governance and individual responsibility within the financial ser...


Continue reading this article...


Start a free trial now for access to breaking news and cutting edge analysis of the wealth management industry.







You are currently not logged in,
login to view the full article
start by clicking this button.





Need a subscription,
fill out the form here or
contact subs@thewealthnet.com