Why SM&CR and collegiate culture are at odds

Alexandra Newlove, 07/03/2019

This month marks three years since the Senior Managers & Certification Regime was introduced for banks, and by 9 December, all other Financial Conduct Authority solo-regulated firms need to be compliant. Alexandra Newlove spoke to Fox Williams partners Joanna Chatterton and Peter Wright about the tensions raised by the regime and what questions wealth management leaders should be asking themselves ahead of implementation.

As most firms are all-too aware by now, the Senior Managers & Certification Regime (SM&CR) aims to improve conduct and emphasise personal accountability.

At the same time, the Fina...

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