Regulation & Tax
News Team on 06/04/2021
Wealth management trade association PIMFA has warned firms about the scale and impact of post-Brexit regulations being introduced.
News Team on 01/04/2021
Following Lord Hill’s listing review, the Financial Conduct Authority (FCA) will be consulting shortly on amending its listing rules and related guidance.
News Team on 31/03/2021
Swiss regulator FINMA has lifted the ban on Julius Baer executing large and complex acquisitions.
Katie Royals on 24/03/2021
No one was quite sure what to expect from “tax day” in the lead up to 23 March. At face value, those who didn’t get too excited about it appear to have been proved right. However, there’s a lot of information hidden in the detail of various consultations that could shape tax policy for years to come.
Here’s what caught the private wealth industry’s eye.
News Team on 24/03/2021
The Financial Conduct Authority (FCA) has launched a new campaign designed to encourage whistleblowing at the firms it oversees.
News Team on 22/03/2021
Swiss regulator FINMA’s chief executive Mark Branson is stepping done to become president of the Federal Financial Supervisory Authority BaFin in Germany from mid-2021.
News Team on 12/03/2021
UK asset managers could struggle with EU Sustainable Finance Disclosure Regulations (SFDR) compared to their European counterparts, according to according to a new report published by Bloomberg Intelligence (BI).
News Team on 11/03/2021
The FCA acknowledges it needs to change, said Debbie Gupta, director of life insurance and financial advice at the regulator.
News Team on 09/03/2021
The Jersey Financial Services Commission (JFSC) has appointed Monique O’Keefe and Diane Maxwell as deputy chair and director of policy respectively.
News Team on 09/03/2021
UBS has begun its appeal against a record €4.5 billion penalty.
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