Regulation & Tax
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News Team on 08/02/2023
Fintech developer InvestCloud and investment platform 55ip have entered a partnership to integrate 55ip’s technology into the InvestCloud financial supermarket – a software tool for the wealth management industry.
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News Team on 07/02/2023
The Financial Conduct Authority (FCA) has taken action to protect the public from online fraud.
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News Team on 06/02/2023
The Financial Conduct Authority (FCA) is supporting firms through the transition to implementing the Consumer Duty.
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News Team on 02/02/2023
The UK government has announced plans to regulate cryptoasset activities, aiming to provide clarity and protection for consumers and businesses alike.
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News Team on 31/01/2023
Wealth manager Morgan Stanley has imposed financial penalties on employees who used messaging platforms such as WhatsApp for company business, according to reports.
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News Team on 26/01/2023
The Financial Conduct Authority (FCA) is investigating five individuals for conspiracy to commit insider dealing and money laundering.
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News Team on 25/01/2023
With just six months to go until it comes into force, many firms are demonstrating readiness for the Consumer Duty whilst others lag behind, according to a Financial Conduct Authority (FCA) report
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News Team on 25/01/2023
The Swiss financial regulator FINMA has outlined its expectations surrounding climate-related financial risk management.
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on 19/01/2023
Linda Gibson, director and head of regulatory change EMEA at BNY Mellon | Pershing takes a look at the regulatory landscape for wealth managers in 2023...
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News Team on 18/01/2023
The nation’s high earners will have paid more in tax by the end of this month than the average person earns in a year - with the very highest doing so in the space of a day - according to research by tax specialist RIFT Tax Refunds.
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