Regulation & Tax

Fintech developer InvestCloud and investment platform 55ip have entered a partnership to integrate 55ip’s technology into the InvestCloud financial supermarket – a software tool for the wealth management industry.

The Financial Conduct Authority (FCA) has taken action to protect the public from online fraud.

The Financial Conduct Authority (FCA) is supporting firms through the transition to implementing the Consumer Duty.

The UK government has announced plans to regulate cryptoasset activities, aiming to provide clarity and protection for consumers and businesses alike.

Wealth manager Morgan Stanley has imposed financial penalties on employees who used messaging platforms such as WhatsApp for company business, according to reports.

The Financial Conduct Authority (FCA) is investigating five individuals for conspiracy to commit insider dealing and money laundering.

With just six months to go until it comes into force, many firms are demonstrating readiness for the Consumer Duty whilst others lag behind, according to a Financial Conduct Authority (FCA) report

The Swiss financial regulator FINMA has outlined its expectations surrounding climate-related financial risk management.

Linda Gibson, director and head of regulatory change EMEA at BNY Mellon | Pershing takes a look at the regulatory landscape for wealth managers in 2023...

The nation’s high earners will have paid more in tax by the end of this month than the average person earns in a year - with the very highest doing so in the space of a day - according to research by tax specialist RIFT Tax Refunds.