Regulation & Tax
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News Team on 13/05/2024
A look back at the most read stories to feature on thewealthnet's sister site eprivateclient last week...
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News Team on 09/05/2024
The House of Lords Financial Services Regulation Committee has launched an inquiry into the Financial Conduct Authority (FCA) and the Prudential Regulation Authority’s (PRA) secondary objective....
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News Team on 07/05/2024
James Lewis, the former chief executive and managing partner of independent investment services firm Shard Capital Partners, has been fined £120,300 and banned by the Financial Conduct Authority (FCA) following two separate instances of providing incorrect information about clients’ cash purportedly held by the firm.
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News Team on 03/05/2024
The newly formed House of Lords financial services regulation committee has expressed its disappointment in its recent communications with Nikhil Rathi, the chief executive of the Financial Conduct Authority (FCA).
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News Team on 02/05/2024
The UK government has updated its proceeds of crime and terror legislation, making it easier for UK law enforcement to investigate, seize and recover illicit cryptoassets.
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News Team on 30/04/2024
Wealth management trade association PIMFA has outlined its "serious concerns" with the Financial Conduct Authority’s (FCA) proposals to make public enforcement investigations of financial services firms.
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News Team on 29/04/2024
A look at the most read stories to feature on thewealthnet's sister site eprivateclient last week...
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News Team on 29/04/2024
PIMFA has called on Jeremy Hunt to intervene over the FCA's proposals to publicise enforcement investigations.
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News Team on 26/04/2024
Counting down our top stories from the week...
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News Team on 24/04/2024
The Financial Conduct Authority’s (FCA) has set out plans to examine how 'big tech' firms’ access to large sets of data could unlock better products, more competitive prices and wider choice for consumers and businesses.
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