Regulation & Tax

The chief executive of the Financial Conduct Authority (FCA) has praised many firms for approaching Consumer Duty “in the right spirit”.

The Financial Conduct Authority (FCA) has fined the financial advice firm Inspirational Financial Management Ltd (IFM) £897,840.

A look at the most read stories to feature on thewealthnet's sister site eprivateclient last week...

A roundup of the latest funds news impacting the wealth management sector...

The Financial Conduct Authority (FCA) has requested information from firms about the delivery of their ongoing advice services and the Consumer Duty.

Wealth management trade association PIMFA has raised concerns about the impact of making public possible enforcement against firms by the Financial Conduct Authority (FCA).

During the California gold rush of the mid-1800s, the state became a symbol of hope, aspiration and adventure. But as towns grew and the west became more populous, a sense of lawlessness took root too, and the notion of the Wild West had very clear negatives alongside its ‘promised land’ perception.

Dutch wealth manager Van Lanschot Kempen has named Damla Hendriks as chief risk officer.

Digital investment and private equity Moonfare has appointed Sonja Hilkhuijsen as the sixth member of its advisory board.