Regulation
-
News Team on 28/02/2024
Digital investment and private equity Moonfare has appointed Sonja Hilkhuijsen as the sixth member of its advisory board.
-
News Team on 21/02/2024
Fraudster Guy Flintham has pleaded guilty to fraud at Southwark Crown Court, following a prosecution brought by the Financial Conduct Authority (FCA).
-
Ethan Almond on 20/02/2024
Alexander Cowan-Sanluis, chief executive at wealth tech Platform One, recently spoke to thewealthnet about his trip to Saudia Arabia as part of the Saudi British Joint Business Council’s UK fintech delegation.
-
News Team on 19/02/2024
Following a sentencing hearing at Southwark Crown Court, former Goldman Sachs analyst Mohammed Zina was sentenced to 22 months in prison for insider dealing and fraud.
-
News Team on 19/02/2024
The Guernsey Financial Services Commission has issued an updated handbook on countering financial crime (AML/CFT/CPF) following a consultation.
-
News Team on 16/02/2024
The Financial Conduct Authority (FCA) has written to a number of financial adviser firms requesting information about their delivery of ongoing services, for which their clients continue to be charged after advice has been given.
-
News Team on 15/02/2024
Over 10,000 financial adverts and other promotions were withdrawn or changed in 2023 following intervention from the Financial Conduct Authority (FCA), an increase of 17 percent, year-on-year.
-
News Team on 12/02/2024
The European Council and European Parliament have reached a provisional agreement on a proposal for a regulation on ESG rating activities.
-
News Team on 07/02/2024
A roundup of the latest funds news impacting the wealth management sector...
-
News Team on 30/01/2024
The Prudential Regulation Authority (PRA) has fined HSBC Bank (HBEU) and HSBC UK Bank (HBUK) £57,417,500 for historic depositor protection failings.
- You have no favourite article.
About PAM
PAM Insight is the world’s leading independent provider of essential specialist news, analysis and comparative data for the fast-evolving world of wealth management.
Read more about PAM