Compliance consulting firm Bankhall has launched a support hub for firms regulated by the FCA across pensions, investments, mortgages and protection, covering the Senior Managers & Certification Regime (SM&CR).
The aim of this is to help directly authorised (DA) firms to insert the new regulatory changes that will come into force later this year.
The hub aims to provide an overview of the SM&CR and explain how firms will fall into the different tiers of the regime, which will be determined by the size and structure of each firm. It sets out how the elements of the new regime will apply to the three different...