The Financial Conduct Authority (FCA) has imposed several restrictions on independent financial adviser (IFA) Colbourne & Company, preventing it from carrying out any regulated activities over the way its conducts its business.
The restrictions also prevent it from reducing the value of assets it holds without the FCA’s consent.
The FCA believes the IFA has been carrying out regulated activities outside its Part4A Permission.
During this time, it has taken unauthori...
Start a free trial now for access to breaking news and cutting edge analysis of the wealth management industry.
You are currently not logged in,
login to view the full article
start by clicking this button.
Need a subscription,
fill out the form here or
contact subs@thewealthnet.com
PAM Insight is the world’s leading independent provider of essential specialist news, analysis and comparative data for the fast-evolving world of wealth management.
Read more about PAM
