Financial crime – the FCA’s Dear CEO letter means wealth managers must act
Laura Miller, 08/02/2024
Share
Financial crime in wealth management has been flagged by the Financial Conduct Authority (FCA) as one of its supervisory priorities, and a ‘key harm’ firms in the sector must proactively help prevent. Under the threat of regulatory penalty, wealth managers need a comprehensive strategy to protect themselves and their business.
PAM Insight is the world’s leading independent provider of essential specialist news, analysis and comparative data for the fast-evolving world of wealth management.