TenetSelect, a provider of FCA compliance support and business development solutions to financial adviser firms, is holding two regulatory briefing seminars, aimed at directly authorised advisers.
The two-hour sessions are free of charge and offer CPD and IDD CPD. Firms don’t need to subscribe to TenetSelect services to attend.
TenetSelect will be briefing advisers on adopting good practices to meet regulatory change.
Ares of focus incude defined benefit transfers, SM&CR, the new rules around 'mortgage prisoners', vulnerable clients and MIFID II reporting best-practice.
Managing director ...